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Joint HKMA-SFC consultation conclusions on reporting and record keeping rules for OTC derivatives

Press Releases

28 Nov 2014

Joint HKMA-SFC consultation conclusions on reporting and record keeping rules for OTC derivatives

Consultation Conclusions and Further Consultation on the Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules

Category A -- Respondent has no objection to publication of name and content of submission

Category B -- Respondent requested submission to be published on a "no-name" basis

 

Category A

 

Date

Name

1

18/08/2014

Alternative Investment Management Association

2

07/08/2014

Citibank

3

18/08/2014

CLP Holdings Limited

4

13/08/2014

CompliancePlus Consulting Limited

5

18/08/2014

Depository Trust and Clearing Corporation

6

18/08/2014

DTC Association, The

7

14/08/2014

Global Foreign Exchange Division (of the Global Financial Markets Association)

8

15/08/2014

GreySpark Partners Pty Ltd

9

18/08/2014

Hang Seng Bank Limited

10

18/08/2014

Hong Kong Association of Banks, The

11

19/08/2014

Hong Kong Investment Funds Association

12

18/08/2014

Hong Kong Trustees’ Association

13

19/08/2014

HSBC Private Bank

14

28/08/2014

ICI Global

15

18/08/2014

International Swaps and Derivatives Association, Inc.

16

02/09/2014

Law Society of Hong Kong, The

17

18/08/2014

LCH.Clearnet Limited

18

17/08/2014

Managed Funds Association

19

18/08/2014

OTC Clearing Hong Kong Limited

20

18/08/2014

State Street Corporation

 

Category B

 

Date

Name

1

15/08/2014

 

2

19/08/2014

 
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Last revision date : 28 November 2014