金管局与证监会就场外衍生工具汇报及备存纪录规则发表联合谘询总结

新闻稿

2014年11月28日

金管局与证监会就场外衍生工具汇报及备存纪录规则发表联合谘询总结

有关证券及期货(场外衍生工具交易──汇报及备存纪录责任)规则的谘询总结及进一步谘询 

A 评论者不反对公开其姓名/名称和意见的内容。

B 评论者要求在不披露其姓名/名称的基础下,公开其意见的内容。 

 

A 

 

日期

姓名╱名称

1

18/08/2014

Alternative Investment Management Association

2

07/08/2014

Citibank

3

18/08/2014

CLP Holdings Limited

4

13/08/2014

CompliancePlus Consulting Limited

5

18/08/2014

Depository Trust and Clearing Corporation

6

18/08/2014

DTC Association, The

7

14/08/2014

Global Foreign Exchange Division (of the Global Financial Markets Association)

8

15/08/2014

GreySpark Partners Pty Ltd

9

18/08/2014

Hang Seng Bank Limited

10

18/08/2014

Hong Kong Association of Banks, The

11

19/08/2014

Hong Kong Investment Funds Association

12

18/08/2014

Hong Kong Trustees’ Association

13

19/08/2014

HSBC Private Bank

14

28/08/2014

ICI Global

15

18/08/2014

International Swaps and Derivatives Association, Inc.

16

02/09/2014

Law Society of Hong Kong, The

17

18/08/2014

LCH.Clearnet Limited

18

17/08/2014

Managed Funds Association

19

18/08/2014

OTC Clearing Hong Kong Limited

20

18/08/2014

State Street Corporation

 

B

 

日期

姓名╱名称

1

15/08/2014

 

2

19/08/2014

 

最新新闻稿
修订日期 : 2014年11月28日