Training & Seminars

The HKMA hosts seminars regularly to share its supervisory expectation and feedback as well as the latest regulatory developments on AML/CFT with AIs. The relevant speeches and presentation materials are covered below.

Document	Notice Date

Anti-Money Laundering Seminar 2023

Seminar material 1: Regulatory Update - Amendments to AMLO and AML/CFT Guideline (PDF File, 1.1 MB)

Seminar material 2: Feedback from Thematic Review of AI's Transaction Monitoring Systems (PDF File, 502.4 KB)

Seminar material 3: Overview of Virtual Asset-Specific Requirements in the SFC’s AML/CFT Guidelines (see slide 3-19)

Seminar material 4: Regulatory Regime for Dealers in Precious Metals and Stones (PDF File, 585.5 KB)

Seminar material 5: Feedback on Suspicious Transaction Reports and Money Laundering Trend (PDF File, 1.0 MB)

22 Nov 2023

Anti-Money Laundering Seminar 2022

Seminar material 1: Proliferation Financing: Risk Assessment and Mitigation (PDF File, 1.5 MB)

Seminar material 2: Regulatory Update (PDF File, 1.9 MB)

Seminar material 3: Source of Wealth Requirements (PDF File, 728.4 KB)

Seminar material 4: Feedback on Suspicious Transaction Reports (PDF File, 1.1 MB)

15 Dec 2022

Anti-Money Laundering Webinar on Collaboration, Data and Technology

Seminar material 1: Supervisory Feedback (PDF File, 458.6 KB)

Seminar material 2: Financial Intelligence and Investigation Bureau and Financial Data Analytic Platform (PDF File, 1.1 MB)

Seminar material 3: Fraud and Money Laundering Intelligence Taskforce (PDF File, 3.7 MB)

Seminar material 4: Industry Regtech Adoption (PDF File, 1.7 MB)

Seminar material 5: Network Analysis Tool for Combating Financial Crime (PDF File, 778.6 KB)

Seminar material 6: Use of Digital Footprints in Identifying Potential Mule Network (PDF File, 390.5 KB)

Seminar material 7: Financial Crime Information Sharing (PDF File, 1.2 MB)

16 Sep 2021

Seminar on Thematic Review of AIs' Application of AML/CFT Controls in the SME Segment

Encl. 1: Opening Remarks by Carmen Chu, Executive Director (Enforcement and AML), Hong Kong Monetary Authority (PDF File, 239.1 KB)

Encl. 2: Seminar Material (PDF File, 314.0 KB)

17 Jul 2019

Seminar on Hong Kong Money Laundering and Terrorist Financing Risk Assessment Report (Seminar material) (PDF File, 688.7 KB)

Seminar on Hong Kong Money Laundering and Terrorist Financing Risk Assessment Report (Seminar material)

02 May 2018

Seminar on Thematic Review of AIs’ Sanctions Screening Systems (Presentation Material) (PDF File, 112.0 KB) Seminar on Thematic Review of AIs’ Sanctions Screening Systems (Presentation Material)	22 Mar 2018
Anti-Money Laundering Seminars 2017 Seminar material 1: New Technology and AML (PDF File, 452.2 KB) Seminar material 2: Sanctions Screening - Feedback from Recent Thematic Reviews (PDF File, 384.0 KB) Seminar material 3: Regulatory Update (PDF File, 382.1 KB) Seminar material 4: Fraud and Money Laundering Intelligence Taskforce (PDF File, 1.3 MB) Seminar material 5: Feedback on Suspicious Transaction Reports (Banking Sector) (PDF File, 1.4 MB)	24 Oct 2017
Anti-Money Laundering Forum 2017 Seminar material 1: Regulatory Update on AML/CFT (PDF File, 290.0 KB) Seminar material 2: Typologies of Financing of Proliferation of WMD (PDF File, 78.3 KB) Seminar material 3: Trade Based Money Laundering Challenges and Recommendations (PDF File, 1.9 MB) Seminar material 4: Q & As raised during the AML Forum 2017 on 6th July 2017 (PDF File, 75.3 KB)	08 Jun 2017
Anti-Money Laundering Seminars 2016 Seminar material 1: Circular on De-risking and Feedback from Recent AML/CFT Examinations (PDF File, 821.9 KB) Seminar material 2: Banking Sector Feedback on Suspicious Transaction Reports (PDF File, 865.6 KB) Seminar material 3: Supervision on Money Service Operators (English) (PDF File, 495.0 KB) Seminar material 4: Supervision on Money Service Operators (Chinese) (PDF File, 602.9 KB)	26 Aug 2016
Regulatory Update on AML/CFT - Understanding Source of Wealth Requirements (Presentation Material) (PDF File, 1,005.6 KB) Regulatory Update on AML/CFT - Understanding Source of Wealth Requirements (Presentation Material)	31 Dec 2015
Anti-Money Laundering Seminars 2015 Seminar material 1: Feedback from recent AML and CFT examinations (PDF File, 620.8 KB) Seminar material 2: Hong Kong’s ML and TF Risk Assessment (PDF File, 550.6 KB) Seminar material 3: Institutional Risk Assessment – Observation and Common Deficiencies (PDF File, 413.6 KB)	07 Oct 2015
Anti-Money Laundering Seminars 2014 Seminar material 1: Recent Regulatory Developments on AML/CFT (PDF File, 741.5 KB) Seminar material 2: Banking Sector Feedback - Suspicious Transaction Reports (PDF File, 475.3 KB) Seminar material 3: Trade-based AML Controls (PDF File, 969.1 KB)	13 Aug 2014
Anti-Money Laundering Seminars Seminar material 1: AML Update - Strengthening Controls (PDF File, 462.1 KB) Seminar material 2: AML/CFT Obligations (PDF File, 321.1 KB)	02 May 2014
Anti-Money Laundering Seminars Sep 2013 Seminar material 1: Ensuring Effective AML/CFT Controls (Tax Evasion) (28 and 30 October) (PDF File, 2.0 MB) Seminar material 2: AML & Tax Evasion (28 October) (PDF File, 431.8 KB) Seminar material 3: Tax Evasion in Hong Kong (28 October) (PDF File, 481.9 KB) Seminar material 4: AML & Tax Evasion (30 October) (PDF File, 1.1 MB) Seminar material 5: Tax Evasion in Hong Kong (30 October) (PDF File, 201.2 KB)	17 Sep 2013
Anti-Money Laundering Seminars Mar 2013 Supervisory Measures following Seminars on Anti-Money Laundering (PDF File, 39.6 KB) Annex A - Seminar materials for 12 April 2013 (PDF File, 778.4 KB) Annex B - Seminar materials for 22 and 23 April 2013 (PDF File, 1.8 MB)	25 Mar 2013 & 25 Apr 2013

Anti-Money Laundering Seminars 2012 Seminar material 1: Common Deficiencies in Transaction Monitoring & Suspicious Transaction Reporting (PDF File, 520.7 KB) Seminar material 2: Suspicious Transaction Report Trends and Quality Improvement (PDF File, 1.0 MB) Seminar material 3: Politically Exposed Persons - Risks and Case Studies (PDF File, 1,007.3 KB) Seminar material 4: Measures for Politically Exposed Persons (PDF File, 290.6 KB)	17 Aug 2012
Anti-Money Laundering Seminar 2011 Seminar material 1: Common AML Deficiencies Identified during On-Site Examinations (PDF File, 5.0 MB) Seminar material 2: Joint Financial Intelligence Unit (PDF File, 5.8 MB) Seminar material 3: Managing the Risk of Law Enforcement Requests and Court Orders (PDF File, 2.3 MB)	19 Oct 2011
Anti-Money Laundering Seminar 2010 Seminar material 1: FATF Updates, Common AML Exam Deficiencies & AML Supplement Amendments (PDF File, 565.3 KB) Seminar material 2: Suspicious Transaction Reporting (PDF File, 3.5 MB)	20 Aug 2010
Anti-Money Laundering Seminar Anti-Money Laundering Seminar	23 Mar 2009
Anti-Money Laundering Seminar Anti-Money Laundering Seminar	16 Dec 2008

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Last revision date : 09 January 2024