Hong Kong Monetary Authority - Joint HKMA-SFC consultation conclusions on reporting and record keeping rules for OTC derivatives

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28 Nov 2014

Joint HKMA-SFC consultation conclusions on reporting and record keeping rules for OTC derivatives

Consultation Conclusions and Further Consultation on the Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules

Category A -- Respondent has no objection to publication of name and content of submission

Category B -- Respondent requested submission to be published on a "no-name" basis

Category A

	Date	Name
1	18/08/2014	Alternative Investment Management Association
2	07/08/2014	Citibank
3	18/08/2014	CLP Holdings Limited
4	13/08/2014	CompliancePlus Consulting Limited
5	18/08/2014	Depository Trust and Clearing Corporation
6	18/08/2014	DTC Association, The
7	14/08/2014	Global Foreign Exchange Division (of the Global Financial Markets Association)
8	15/08/2014	GreySpark Partners Pty Ltd
9	18/08/2014	Hang Seng Bank Limited
10	18/08/2014	Hong Kong Association of Banks, The
11	19/08/2014	Hong Kong Investment Funds Association
12	18/08/2014	Hong Kong Trustees’ Association
13	19/08/2014	HSBC Private Bank
14	28/08/2014	ICI Global
15	18/08/2014	International Swaps and Derivatives Association, Inc.
16	02/09/2014	Law Society of Hong Kong, The
17	18/08/2014	LCH.Clearnet Limited
18	17/08/2014	Managed Funds Association
19	18/08/2014	OTC Clearing Hong Kong Limited
20	18/08/2014	State Street Corporation

Category B

	Date	Name
1	15/08/2014
2	19/08/2014

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