Update on reporting and record keeping rules for OTC derivatives

Press Releases

15 May 2015

Update on reporting and record keeping rules for OTC derivatives

Conclusions on Further Consultation on the Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules

Category A – Respondent has no objection to publication of name and content of submission

Category B – Respondent requested submission to be published on a "no-name" basis  

 

Category A

 

Date

Name

1

23/12/2014

Alternative Investment Management Association

2

23/12/2014

Depository Trust and Clearing Corporation

3

18/12/2014

Global Foreign Exchange Division (of the Global Financial Markets Association)

4

23/12/2014

Hong Kong Association of Banks, The

5

31/12/2014

Hong Kong Investment Funds Association

6

22/12/2014

ICI Global

7

23/12/2014

International Swaps and Derivatives Association, Inc.

8

23/12/2014

Law Society of Hong Kong, The

 

Category B

 

Date

Name

1

23/12/2014

 

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Last revision date : 15 May 2015