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Resolution

Notes:

  1. Type of Regulatory Documents:
    SPM = Supervisory Policy Manual, CIR = Circular, GLN = Guideline, COP = Code of Practice, EN = Explanatory Note, PN = Practice Note, AG = Additional Guidance
  2. Reference of Regulatory Documents:
    X-X-N / X-N = SPM Module Code, N.N / N.N.N = Guideline No.

Type Title Issue Date Ref
CIR
Code of Practice Chapter FMI-1 “Resolution Planning – Continuity of Access to Financial Market Infrastructure Services” issued under the Financial Institutions (Resolution) Ordinance (Cap. 628) (PDF File, 214.1 KB)
15 Feb 2024
COP
FIRO Code of Practice
15 Feb 2024
Code of Practice: Resolution Planning – Continuity of Access to Financial Market Infrastructure Services (FMI-1) (PDF File, 586.2 KB)
CIR
Code of Practice Chapter LFIR-1 “Resolution Planning - Liquidity and Funding in Resolution” issued under the Financial Institutions (Resolution) Ordinance (Cap. 628) (“FIRO”) (PDF File, 211.8 KB)
22 Jul 2022
COP
FIRO Code of Practice
22 Jul 2022
Operational Independence of the Monetary Authority as Resolution Authority (RA-1) (PDF File, 223.2 KB)
COP
FIRO Code of Practice
22 Jul 2022
Code of Practice: Resolution Planning – Liquidity and Funding in Resolution (LFIR-1) (PDF File, 742.8 KB)
CIR
Code of Practice Chapter ST-1 on Contractual Recognition of Suspension of Termination Rights issued under the Financial Institutions (Resolution) Ordinance (Cap. 628) (“FIRO”) (PDF File, 491.9 KB)
22 Dec 2021
COP
FIRO Code of Practice
22 Dec 2021
Code of Practice: Resolution Planning - Contractual Recognition of Suspension of Termination Rights (ST-1) (PDF File, 772.1 KB)
CIR
FIRO Code of Practice Chapter OCIR-1 on Operational Continuity in Resolution (PDF File, 491.0 KB)
05 Nov 2021
COP
FIRO Code of Practice
05 Nov 2021
Code of Practice: Resolution Planning – Operational Continuity in Resolution (OCIR-1) (PDF File, 918.4 KB)
CIR
Publication by the International Swaps and Derivatives Association, Inc. (“ISDA”) of a Hong Kong Jurisdictional Module to the ISDA Resolution Stay Jurisdictional Modular Protocol (PDF File, 222.3 KB)
30 Sep 2021
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Last revision date : 15 February 2024