Securities, Insurance, Investment Products & Mandatory Provident Fund (MPF)

Notes:

  1. Type of Regulatory Documents:
    SPM = Supervisory Policy Manual, CIR = Circular, GLN = Guideline, COP = Code of Practice, EN = Explanatory Note, PN = Practice Note
  2. Reference of Regulatory Documents:
    X-X-N / X-N = SPM Module Code, N.N / N.N.N = Guideline No.

Type Title Issue Date Ref
CIR 29 Oct 2021
CIR 12 Oct 2021
CIR 11 Oct 2021
CIR 30 Sep 2021
CIR 24 Sep 2021
CIR 14 Sep 2021
CIR 13 Sep 2021
CIR 10 Sep 2021
CIR 25 Jun 2021
SPM 25 Jun 2021IB-1
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Last revision date : 29 October 2021