Securities, Insurance, Investment Products & Mandatory Provident Fund (MPF)

Notes:

  1. Type of Regulatory Documents:
    SPM = Supervisory Policy Manual, CIR = Circular, GLN = Guideline, COP = Code of Practice, EN = Explanatory Note, PN = Practice Note, AG = Additional Guidance
  2. Reference of Regulatory Documents:
    X-X-N / X-N = SPM Module Code, N.N / N.N.N = Guideline No.

Type Title Issue Date Ref
CIR 04 Apr 2023
CIR 27 Feb 2023
CIR 17 Feb 2023
CIR 23 Dec 2022
CIR 09 Dec 2022
CIR 21 Oct 2022
CIR 21 Oct 2022
CIR 09 Sep 2022
CIR 01 Sep 2022
CIR 08 Jul 2022
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Last revision date : 04 April 2023