Securities, Insurance, Investment Products & Mandatory Provident Fund (MPF)

Notes:

  1. Type of Regulatory Documents:
    SPM = Supervisory Policy Manual, CIR = Circular, GLN = Guideline, COP = Code of Practice, EN = Explanatory Note, PN = Practice Note
  2. Reference of Regulatory Documents:
    X-X-N / X-N = SPM Module Code, N.N / N.N.N = Guideline No.

Type Title Issue Date Ref
CIR 24 Feb 2021
CIR 19 Feb 2021
CIR 12 Jan 2021
CIR 23 Dec 2020
CIR 18 Dec 2020
CIR 02 Dec 2020
CIR 20 Oct 2020
CIR 30 Sep 2020
CIR 29 Sep 2020
CIR 04 Sep 2020
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Last revision date : 24 February 2021