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香港金融管理局
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Annual Report
Half-Yearly Monetary & Financial Stability Report
Quarterly Bulletin
Research
Research Memorandums
External Publications
Hong Kong Institute for Monetary and Financial Research
Other Research Papers
Legislative Council Issues
Guide to Hong Kong Monetary, Banking and Financial Terms
HKMA's Open Application Programming Interface (API)
Regulatory Resources
Registers
Register of AIs & LROs
Register of Securities Staff of AIs
Register of SVF Licensees
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Supervisory Policy Manual
Guidelines
Circulars
Guide to Authorization
Code of Practice
Explanatory Note
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Money
Linked Exchange Rate System
Liquidity Facilities
Hong Kong Currency
Banking
Banking Regulatory and Supervisory Regime
Banking Legislation, Policies and Standards Implementation
Banking Conduct and Enforcement
Anti-Money Laundering and Counter-Financing of Terrorism
Resolution Regime
Smart Banking
Regulatory Guides
International Financial Centre
Hong Kong as an International Financial Centre
Fintech
Bond Market Development
Financial Market Infrastructure
Stored Value Facilities and Retail Payment Systems
Soft Infrastructure
International & Regional Financial Co-operation
Reserves Management
History
Exchange Fund's Statutory Purposes and Investment Objectives
Investment Management
Investment Performance
Risk Management
Responsible Investment
Exchange Fund Statistics and Publications
About Us
The HKMA
Governance Structure
Advisory Committees
The Chief Executive's Committee
Organisation Chart
Internal Audit
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Library
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What We Do?
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By Subject (Current)
Regulatory Guides
By Subject (Current)
Supervisory Policy Manual
Guidelines
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Code of Practice
Explanatory Note
Practice Note
Credit Risk Management
Notes:
Type of Regulatory Documents:
SPM = Supervisory Policy Manual, CIR = Circular, GLN = Guideline, COP = Code of Practice, EN = Explanatory Note, PN = Practice Note
Reference of Regulatory Documents:
X-X-N / X-N = SPM Module Code, N.N / N.N.N = Guideline No.
Type
Title
Issue Date
Ref
CIR
Supervisory Policy Manual (SPM): CR-L-1 “Consolidated Supervision of Concentration Risks: BELR Rule 6” (PDF File, 82.1 KB)
Encl. 1
Supervisory Policy Manual (SPM): CR-L-1 “Consolidated Supervision of Concentration Risks: BELR Rule 6” (include track changes) (PDF File, 408.8 KB)
Encl. 2
Supervisory Policy Manual (SPM): CR-L-1 “Consolidated Supervision of Concentration Risks: BELR Rule 6” (clean version) (PDF File, 406.9 KB)
09 Dec 2019
CIR
BELR Rule 37(3) - Premises in whole treated as being used for conducting banking business (PDF File, 182.6 KB)
03 Oct 2019
CIR
Supervisory Policy Manual (SPM): CR-L-1 "Consolidated Supervision of Concentration Risks: BELR Rule 6" and CR-L-5 "Major Acquisitions and Investments: BELR Part 3" (PDF File, 242.7 KB)
Encl. 1
CR-L-1 "Consolidated Supervision of Concentration Risks: BELR Rule 6" (PDF File, 228.6 KB)
Encl. 2
CR-L-5 "Major Acquisitions and Investments: BELR Part 3" (PDF File, 329.6 KB)
09 Aug 2019
SPM
Major Acquisitions and Investments: BELR Part 3 (PDF File, 167.7 KB)
09 Aug 2019
CR-L-5
SPM
Consolidated Supervision of Concentration Risks: BELR Rule 6 (PDF File, 117.7 KB)
09 Aug 2019
CR-L-1
CIR
Code of Practice – Banking (Exposure Limits) Code (PDF File, 76.3 KB)
21 Jun 2019
COP
Banking (Exposure Limits) Code (PDF File, 218.7 KB)
21 Jun 2019
CIR
HKMA and SFC adopt a coordinated approach to supervise banks and licensed corporations (PDF File, 111.2 KB)
24 Apr 2019
CIR
Updates on SPM module CR-G-14 (PDF File, 85.8 KB)
18 Mar 2019
CIR
Banking (Exposure Limits) Rules, Banking (Capital) (Amendment) Rules 2018 and Banking (Disclosure) (Amendment) (No. 2) Rules 2018 (PDF File, 90.0 KB)
21 Dec 2018
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Last revision date : 09 December 2019