有關香港場外衍生工具市場監管制度建議的聯合諮詢總結

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2012年07月11日

有關香港場外衍生工具市場監管制度建議的聯合諮詢總結

A類 - 回應者不反對公開其姓名╱名稱和意見的內容。

B類 - 回應者要求在不披露其姓名╱名稱的基礎下,公開其意見的內容。 

A類 

 

日期

姓名╱名稱

1

30/11/2011

Allen & Overy

2

07/12/2011

Alternative Investment Management Association Limited

3

29/11/2011

APG Algemene Pensioen Groep N.V.

4

30/11/2011

Ashurst Hong Kong

5

30/11/2011

CFA Institute

6

30/11/2011

Clifford Chance together with 10 clients

7

28/11/2011

CME Group Inc on behalf of its subsidiaries Chicago Mercantile Exchange Inc and CME Clearing Europe Ltd

8

05/12/2011

DBS Bank Limited, Hong Kong Branch and DBS Bank (Hong Kong) Limited

9

29/11/2011

Deacons

10

05/12/2011

Depository Trust & Clearing Corporation

11

30/11/2011

DTC Association

12

30/11/2011

Global Foreign Exchange Division (of the Global Financial Markets Association)

13

30/11/2011

Hongkong and Shanghai Banking Corporation Limited, The  together with members of HSBC Group

14

30/11/2011

Hong Kong Association of Banks

15

30/11/2011

Hong Kong Exchanges and Clearing Limited

16

01/12/2011

Hong Kong Investment Funds Association

17

30/11/2011

Hong Kong Society of Financial Analysts

18

30/11/2011

International Swaps and Derivatives Association, Inc

19

29/11/2011

Law Society of Hong Kong

20

29/11/2011

LCH.Clearnet Group Limited

21

29/11/2011

Managed Funds Association

22

30/11/2011

MarkitSERV LLC

23

30/11/2011

SinoPac Securities (Asia) Limited

24

30/11/2011

Standard Chartered Bank (Hong Kong) Limited

25

30/11/2011

State Street Bank and Trust Company

26

22/11/2011

Tanner De Witt on behalf of the Hong Kong Inter-Dealer Broker Association

27

30/11/2011

Tradeweb Europe Limited

28

30/11/2011

TriOptima AB

29

29/11/2011

Vicktor Capital (Asia) Limited

30

25/10/2011

Vincent Cheng

B類

 

日期

姓名╱名稱

1

07/12/2011

   

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修訂日期 : 2012年07月11日