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General Banking Services
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Beware of Fraudsters!
Don't Lend/Sell Your Account
Notes and Coins
2018 Series Hong Kong BanknotesCoin Cart Schedule
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Daily Monetary StatisticsMonthly Statistical BulletinEconomic & Financial Data for Hong KongCMU Bond Price Bulletin
Publications
Annual ReportSustainability ReportHalf-Yearly Monetary & Financial Stability ReportQuarterly Bulletin
Research
Research MemorandumsExternal PublicationsHong Kong Institute for Monetary and Financial ResearchOther Research Papers
Legislative Council Issues
Guide to Hong Kong Monetary, Banking and Financial Terms
HKMA's Open Application Programming Interface (API)
Regulatory Resources
Registers and Lists
Register of AIs & LROsRegister of Securities Staff of AIsRegister of SVF LicenseesList of AI-related Trustees
Authorization, Licensing, Designation and Approval
Regulatory Guides
By Subject (Current)Supervisory Policy ManualGuidelinesCircularsGuide to AuthorizationCode of PracticeExplanatory NotePractice NoteAdditional Guidance
Consultations
OpenClosed
Key Functions
Money
Linked Exchange Rate SystemLiquidity FacilitiesHong Kong Currency
Banking
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International Financial Centre
Hong Kong as an International Financial CentreFintechBond Market DevelopmentFinancial Market InfrastructureStored Value Facilities and Retail Payment SystemsStablecoin IssuersSoft InfrastructureInternational & Regional Financial Co-operationCentre for Green and Sustainable FinanceHKMA Infrastructure Financing Facilitation OfficeCross-boundary Wealth Management Connect Scheme in the Guangdong-Hong Kong-Macao Greater Bay AreaGlobal Financial Leaders' Investment SummitHKMA – BIS High-Level ConferenceHong Kong Green Week – Finance Stream
Reserves Management
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About Us
The HKMA
Governance StructureAdvisory CommitteesThe Chief Executive's CommitteeOrganisation ChartInternal AuditSustainable HKMA
The HKMA Information Centre
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Join Us
Why the HKMA?What We Do?Current VacanciesOpportunities for Students and Graduates to Join the HKMA
Tender Invitations
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Home / Regulatory Resources / Regulatory Guides / Code of Practice
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Code of Practice

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Starting from 28 March 2025, this page will no longer be updated with banking regulatory documents. Please visit the Banking Regulatory Document Repository for the latest versions of banking regulatory documents.

  • Banking Regulatory Document Repository
    Link
     
    Banking Regulatory Document Repository
  • Capital Adequacy
    TitleIssue Date
     
    Banking (Capital) (Operational Risk) Code (PDF File, 270.6 KB)
    06 Dec 2024
     
    Code of Practice – Banking (Securitization) Code
    11 Jan 2019
  • Code of Banking Practice (COBP)
    TitleIssue Date
     
    Code of Banking Practice (PDF File, 517.3 KB)
    07 Dec 2023
  • Credit Risk Management
    TitleIssue Date
     
    Banking (Exposure Limits) Code (PDF File, 236.4 KB)
    06 Dec 2024
     
    Banking (Exposure Limits) Code (PDF File, 218.7 KB)
    21 Jun 2019
  • Liquidity Risk Management
    TitleIssue Date
     
    Banking (Liquidity Coverage Ratio - Calculation of Total Net Cash Outflows) Code (PDF File, 383.3 KB)
    06 Dec 2024
  • Resolution
    TitleIssue Date
    FIRO Code of Practice
     
    Code of Practice: Resolution Planning - LAC Requirements (LAC-1) (PDF File, 1.3 MB)
    24 Oct 2024
    FIRO Code of Practice
     
    Code of Practice: Resolution Planning – Continuity of Access to Financial Market Infrastructure Services (FMI-1) (PDF File, 586.2 KB)
    15 Feb 2024
    FIRO Code of Practice
     
    Operational Independence of the Monetary Authority as Resolution Authority (RA-1) (PDF File, 223.2 KB)
    22 Jul 2022
    FIRO Code of Practice
     
    Code of Practice: Resolution Planning – Liquidity and Funding in Resolution (LFIR-1) (PDF File, 742.8 KB)
    22 Jul 2022
    FIRO Code of Practice
     
    Code of Practice: Resolution Planning - Contractual Recognition of Suspension of Termination Rights (ST-1) (PDF File, 772.1 KB)
    22 Dec 2021
    FIRO Code of Practice
     
    Code of Practice: Resolution Planning – Operational Continuity in Resolution (OCIR-1) (PDF File, 918.4 KB)
    05 Nov 2021
    FIRO Code of Practice
     
    Code of Practice: The HKMA’s Approach to Resolution Planning (RA-2) (PDF File, 751.4 KB)
     
    Code of Practice: Resolution Planning - Core Information Requirements (CI-1) (PDF File, 227.5 KB)
    07 Jul 2017
  • Stored Value Facilities and Retail Payment Systems
    TitleIssue Date
     
    Code of Practice for Payment Card Scheme Operators (PDF File, 168.1 KB)
    Sep 2016
Last revision date : 06 January 2025
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