Operational Risk

Notes:

Type of Regulatory Documents:
SPM = Supervisory Policy Manual, CIR = Circular, GLN = Guideline, COP = Code of Practice, EN = Explanatory Note, PN = Practice Note, AG = Additional Guidance
Reference of Regulatory Documents:
X-X-N / X-N = SPM Module Code, N.N / N.N.N = Guideline No.

Type	Title	Issue Date	Ref
CIR	Sharing of good industry practices for implementing operational resilience framework (PDF File, 161.9 KB) Annex Good practices for mapping interdependencies and scenario testing (PDF File, 167.9 KB)	20 Jan 2025
CIR	Banking Sector’s Support for Implementation of Severe Weather Trading (PDF File, 174.5 KB)	18 Jun 2024
CIR	Maintaining Trading in Hong Kong Securities and Derivatives Markets under Severe Weather Conditions (PDF File, 184.3 KB)	01 Dec 2023
CIR	Sound practices for payment operations (PDF File, 234.0 KB)	28 Jul 2022
CIR	Supervisory Policy Manual (SPM): Revised module OR-1 on "Operational Risk Management" (PDF File, 174.7 KB) Encl. Supervisory Policy Manual (SPM) Module: OR-1 "Operational Risk Management" (PDF File, 474.7 KB)	25 Jul 2022
SPM	Operational risk management (PDF File, 474.7 KB)	25 Jul 2022	OR-1
CIR	Supervisory Policy Manual (SPM): New module OR-2 on “Operational Resilience” and revised module TM-G-2 on “Business Continuity Planning” (PDF File, 243.3 KB) Encl. Supervisory Policy Manual (SPM) Module: OR-2 “Operational Resilience” (PDF File, 400.9 KB) Encl. Supervisory Policy Manual (SPM) Module: TM-G-2 “Business Continuity Planning” (PDF File, 243.3 KB)	31 May 2022
SPM	Operational Resilience (PDF File, 400.9 KB)	31 May 2022	OR-2
CIR	Principles for Operational Resilience and Revised Principles for Sound Management of Operational Risk (PDF File, 216.5 KB)	21 Apr 2021
CIR	The Basel Framework: FAQs on benchmark rate reforms (PDF File, 292.5 KB)	23 Jul 2020

Number of Items

Done

Load More Operational Risk

No more result.

Last revision date : 20 January 2025