Capital Adequacy

Notes:

Type of Regulatory Documents:
SPM = Supervisory Policy Manual, CIR = Circular, GLN = Guideline, COP = Code of Practice, EN = Explanatory Note, PN = Practice Note, AG = Additional Guidance
Reference of Regulatory Documents:
X-X-N / X-N = SPM Module Code, N.N / N.N.N = Guideline No.

Type	Title	Issue Date	Ref
CIR	Chapter IV of Supplementary Guidance on the Revised Credit Risk Framework Encl. Chapter IV - IRB approach	21 Jul 2025
CIR	Revised Supervisory Policy Manual (SPM) Module CA-G-5 on “Supervisory Review Process” (PDF File, 184.2 KB) Encl. Supervisory Policy Manual (SPM) Module CA-G-5 “Supervisory Review Process” (PDF File, 3.5 MB)	24 Jan 2025
CIR	CCyB: revised SPM module CA-B-3 and return MA(BS)25 (PDF File, 162.2 KB) Enclosure CCyB: revised SPM module CA-B-3 (PDF File, 213.4 KB) Enclosure CCyB: return MA(BS)25 (PDF File, 119.1 KB) Enclosure CCyB: Completion Instructions return MA(BS)25 (PDF File, 435.8 KB)	20 Dec 2024
CIR	Revised Supervisory Policy Manual (SPM) Module CA-S-10 “Fair Value Practices” (PDF File, 168.3 KB) Encl. Supervisory Policy Manual (SPM) Module CA-S-10 “Fair Value Practices” (PDF File, 590.6 KB)	13 Dec 2024
CIR	Banking (Capital)(Amendment) Rules 2023 - Supplementary Guidance on the Revised Credit Risk Framework (PDF File, 201.2 KB) Encl. Chapter I - Introduction (PDF File, 271.2 KB) Encl. Chapter II - Use of ECAI ratings for the purposes of the Banking (Capital) Rules (BCR) (PDF File, 475.2 KB) Encl. Chapter III - STC approach (PDF File, 1.2 MB) Encl. Chapter IV - IRB approach (superseded by a revised version on 21 Jul 2025) Encl. Chapter V - Counterparty credit risk (PDF File, 825.8 KB) Encl. Chapter VI - Securitization (PDF File, 405.6 KB)	13 Dec 2024
CIR	Basel III Final Reform Package – New and Amended Codes of Practice (PDF File, 181.9 KB)	06 Dec 2024
CIR	Revised Supervisory Policy Manual (SPM) Module CA-G-1 on “Overview of Capital Adequacy Regime for Locally Incorporated Authorized Institutions” (PDF File, 188.1 KB) Encl. Revised Supervisory Policy Manual (SPM) Module CA-G-1 on “Overview of Capital Adequacy Regime for Locally Incorporated Authorized Institutions” (PDF File, 1.3 MB)	29 Nov 2024
CIR	Commencement of Basel III final reform package (PDF File, 163.9 KB)	15 Nov 2024
CIR	Basel III implementation (PDF File, 170.4 KB)	18 Oct 2024
CIR	Applicable Jurisdictional Countercyclical Capital Buffer (CCyB) Ratio for Hong Kong (PDF File, 162.9 KB)	18 Oct 2024

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Last revision date : 21 July 2025