Key Information

inSight
Speeches
Speeches by Speaker
Norman T.L. Chan
Peter Pang
Eddie Yue
Arthur Yuen
Raymond Li
Edmond Lau
Esmond Lee
Meena Datwani
Vincent W.S. Lee
James Lau
Joseph Yam
Y K Choi
William Ryback
David Carse
Tony Latter
Andrew Sheng
Hans Genberg
Simon Topping
Michael Taylor
The Honourable Donald Tsang
Chen Yuan
Dai Xianglong
Don Brash
Jaime Caruana
Andrew Crockett
Mario Draghi
David Eldon
Stanley Fischer
Timothy F. Geithner
Stephen Grenville
Kenneth G. Lay
William McDonough
Ernest Patrikis
Glenn Stevens
Jean-Claude Trichet
Tarisa Watanagase
Zeti Akhtar Aziz
Press Releases
2010
2009
2008
2007
2006
2005
2004
2003
2002
2001
2000
1999
1998
1997
Press Releases by Category
Bogus Voice Message Phone Calls
Banking in Hong Kong
Fraudulent Websites, E-mails and Telephone System, and other fraud cases
Granting of Banking Licences
Exchange Fund
Table of Multiples of Notes and Payments for Allotted Amount under non-competitive tender
Table of Multiples of Notes and Payments of Application Amount under non-competitive tender
Tender of Exchange Fund Bills and Notes
Tender Results of Exchange Fund Bills and Notes
Tentative Issuance Schedule for Exchange Fund Bills and Notes
Appointments and Departures
HKMA Pay Review
HKMA Publications
Speeches
The Hong Kong Mortgage Corporation
Hong Kong Note Printing Limited
Hong Kong Institute for Monetary Research
Exchange Fund Investment Limited
Others
Hong Kong Financial Infrastructure
International Relations
Investment Products Related to Lehman Brothers
Monetary Policy
Notes and Coins
Renminbi business
Credit Card Lending Survey
Monetary Statistics
Residential Mortgage Survey
Year 2000
Others
Guidelines and Circulars
Guidelines
Circulars
2015
2014
2013
2012
2011
2010
2009
2008
2007
2006
2005
2004
2003
2002
2001
2000
1999
1998
1997
375.0271

Guidelines & Circulars

Circulars | Guidelines
Date
Description
23 Dec 2015BCBS guidance on credit risk and accounting for expected credit losses
18 Dec 2015Enhanced Competency Framework for Banking Practitioners
4 Dec 2015Return of Quarterly Reporting on the Countercyclical Capital Buffer (Form MA(BS)25) and Revised Return on Capital Adequacy Ratio (Form MA(BS)3)
30 Nov 2015Operational Incidents Watch
27 Nov 2015Banking (Capital) (Amendment) Rules 2015
20 Nov 2015Supervisory Policy Manual (SPM): CR-G-9 Exposures to Connected Parties
4 Nov 2015Statements issued by the Financial Action Task Force on Money Laundering and the Asia/Pacific Group on Money Laundering
23 Oct 2015Implementation of Enhanced Competency Framework for Private Wealth Management (“PWM”) Practitioners (“ECF”)
23 Oct 2015Banking (Capital) (Amendment) Rules 2015
8 Oct 2015Complaints Watch
7 Oct 2015Anti-Money Laundering Seminars 2015
Encl.  Registration Form for Anti-Money Laundering Seminars 2015
Seminar material 1:  Feedback from recent AML and CFT examinations
Seminar material 2:  Hong Kong’s ML and TF Risk Assessment
Seminar material 3:  Institutional Risk Assessment – Observation and Common Deficiencies
25 Sep 2015Return of Liquidity Monitoring Tools (Form MA(BS)23)
25 Sep 2015Supervisory Policy Manual (SPM) CA-B-3 "Countercyclical Capital Buffer (CCyB) - Geographic Allocation of Private Sector Credit Exposures"
15 Sep 2015Complaints Against Debt Collection Agents Employed by Authorized Institutions
15 Sep 2015Cyber Security Risk Management
7 Sep 2015Reporting of OTC derivative transactions
4 Sep 2015Intraday and Overnight Repo under the Renminbi Liquidity Facility – Replacement of existing tripartite arrangement by a bilateral arrangement
2 Sep 2015Supervisory Policy Manual (“SPM”) Revised Module TM-E-1: “Risk Management of E-banking”
24 Aug 2015Practice note on credit risk management for loans to the corporate sector
7 Aug 2015Engagement of Intermediaries and Sales Agents by Authorized Institutions (AIs)
6 Aug 2015Supervisory Policy Manual (“SPM”) CA-D-1: “Guideline on the Application of the Banking (Disclosure) Rules” (Revised)
4 Aug 2015Selling of Life Insurance Products
28 Jul 2015Bogus Voice Message Phone Calls
28 Jul 2015Criteria for identifying simple, transparent and comparable securitisations
20 Jul 2015Frequently asked questions on the Basel III leverage ratio framework
14 Jul 2015BCBS Revised Guidance on Corporate Governance Principles for Banks
10 Jul 2015Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules
8 Jul 2015Statements issued by the Financial Action Task Force on Money Laundering
30 Jun 2015Operational Incidents Watch
24 Jun 2015Return on Large Exposures (Form MA(BS)1D) and Return on Intraday Liquidity Position of an Authorized Institution (Form MA(BS)22)
23 Jun 2015Extension of operating hours of Intraday Repo under the Renminbi (RMB) Liquidity Facility
16 Jun 2015Return on Intraday Liquidity Position of an Authorized Institution (Form MA(BS)22)
11 Jun 2015Interim reporting requirements for OTC derivative transactions – migration to new reporting regime
2 Jun 2015NGO Fund Raising Activities
28 May 2015Complaints Watch
18 May 2015Return of Information for Assessment of Systemically Important Authorized Institutions (Form MA(BS)24)
13 May 2015Circular Issued by the Securities and Futures Commission (“SFC”) concerning Know Your Client and Account Opening Procedures
30 Apr 2015Revised Return of Large Exposures (Form MA(BS)1D)
23 Apr 2015Basel III Implementation – Leverage Ratio (“LR”) Standard Disclosure Templates
13 Apr 2015Return of Information for Assessment of Systemically Important Authorized Institutions (Form MA(BS)24)
31 Mar 2015Guidance Paper on Anti-Money Laundering Controls over Tax Evasion
Encl.  Guidance Paper
27 Mar 2015Amendments to the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance and Guideline
27 Mar 2015Practice note on credit risk management for loans to the corporate sector
17 Mar 2015Certificate of Compliance with the Banking Ordinance (Form MA(BS)1F(a) and Form MA(BS)1F(b))
13 Mar 2015Statements issued by Financial Action Task Force on Money Laundering
12 Mar 2015Supervisory Policy Manual (“SPM”) CG-5: “Guideline on a Sound Remuneration System” (Revised)
2 Mar 2015Macroprudential Requirements For Mortgage Financing
27 Feb 2015Prudential Measures for Property Mortgage Loans
27 Feb 2015Supervisory Policy Manual (“SPM”) CA-G-1: “Overview of Capital Adequacy Regime for Locally Incorporated Authorized Institutions” (Revised)
26 Feb 2015Refinement of the Renminbi Liquidity Facility
25 Feb 2015Operational Incidents Watch
24 Feb 2015Complaints Against Debt Collection Agents Employed by Authorized Institutions
18 Feb 2015New Supervisory Policy Manual (SPM) Module CA-B-2: Systemically Important Banks
16 Feb 2015Fund Management Activities Survey 2014 Conducted by the Securities and Futures Commission (SFC)
Encl.  Securities and Futures Commission Fund Management Activities Survey For the year ended 31 December 2014
6 Feb 2015The HKMA’s Approach to Applying Some Key Requirements in the Banking (Liquidity) Rules (“BLR”)
6 Feb 2015Basel III Implementation – Standard Template for Disclosures in Relation to Liquidity Coverage Ratio (“LCR”)
6 Feb 2015Implementation of Basel III
4 Feb 2015Return of Liquidity Position of an Authorized Institution (Form MA(BS)1E)
2 Feb 2015Basel Committee Standards – Revised Pillar 3 disclosure requirements
27 Jan 2015Applicable Jurisdictional Countercyclical Capital Buffer (CCyB) Ratio for Hong Kong to become effective on 1 January 2016
27 Jan 2015Supervisory Policy Manual (SPM) CA-B-1 “Countercyclical Capital Buffer (CCyB) – Approach to its Implementation”
23 Jan 2015Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance (Amendment of Schedule 2) Notice 2015
23 Jan 2015Complaints Watch
19 Jan 2015Compliance with existing prudential measures on property mortgage lending
6 Jan 2015Selling of investment products
Last revision date: 23 December 2015
ABOUT THE HKMA
The HKMA
Tender Invitations
Careers@HKMA
Legislative Council Issues
Links
The HKMA Information Centre
KEY FUNCTIONS
Monetary Stability
Banking Stability
International Financial Centre
Exchange Fund
PUBLICATIONS & RESEARCH
Annual Report
Half-Yearly Monetary & Financial Stability Report
Quarterly Bulletin
HKMA Background Briefs
Reference Materials
Research
MARKET DATA & STATISTICS
CMU Bond Price Bulletin
Economic & Financial Data for Hong Kong
Monthly Statistical Bulletin
Monetary Statistics
KEY INFORMATION
Press Releases
Speeches
Guidelines & Circulars
Forthcoming Events
inSight
OTHER INFORMATION
Account Opening
Consumer Corner
Consumer Education Programme
Complaints about Banks
Complaints about SVF Licensees
Internet Banking
Fraudulent Bank Websites, Phishing E-mails and Similar Scams
Be Careful of Bogus Phone Calls and SMS Messages
Authenticate the Callers and Bank Hotline Numbers
Register of AIs & LROs
Register of Securities Staff of AIs
Register of SVF Licensees
Investment Products Related to Lehman Brothers
Photo Gallery